Manager - Compliance & Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Campus) - JM

Job Purpose

• Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities Core Responsibilities: Compliance Management • Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements. • Monitor adherence to company SOPs, approval matrices, and financial governance frameworks. • Review developer finance transactions, disbursements, and documentation for compliance completeness. • Identify compliance gaps and drive corrective and preventive actions. • Maintain compliance trackers, audit observations, and closure reports. Audit & Control Assurance • Plan and execute periodic audits of developer finance processes and controls. • Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams. • Conduct risk-based reviews and process audits to identify control weaknesses. • Track audit findings and ensure timely implementation of remediation plans. • Prepare audit reports and present findings to management. Risk Management • Assess operational, financial, and compliance risks within developer finance processes. • Develop and implement risk mitigation strategies. • Ensure adequate controls are established for new processes, products, and regulatory requirements. • Monitor key risk indicators and report exceptions. Documentation & Governance • Review and validate legal, financial, and operational documentation related to developer financing. • Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications Graduate : Yes Masters/Postgraduate: Yes